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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Westchester Boces | Valhalla | NY | 03/2008 | Present |
| New York Life Insurance Company | Stratford | CT | 11/2015 | 11/2018 |
| Nylife Securities Llc | Stratford | CT | 01/2017 | 11/2018 |
| Mass Mutual Life Insurance Company | Norwalk | CT | 11/2018 | 04/2021 |
| Mml Investors Services, Llc | Norwalk | CT | 12/2018 | 04/2021 |
| Beecher/Dwyer Funeral Home | Brewster | NY | 11/2017 | 06/2020 |
| Principal Life Insurance Company | Atlanta | GA | 04/2021 | 06/2023 |
| Principal Securities Inc | Atlanta | GA | 04/2021 | 06/2023 |
| Mml Investors Services Llc | Canton | GA | 06/2023 | Present |
| Massmutual Life Insurance Co | Canton | GA | 06/2023 | Present |
(1) NAME: RAYMOND BLANAR INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: SPORTS OFFICIAL POSITION: REFEREE/UMPIRE START DATE: 3/10/2008 NO HRS/MO: 30 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: OFFICIATE HIGH SCHOOL AND COLLEGE BASEBALL, BASKETBALL, AND VOLLEYBALL GAMES. (2) NAME: RAYMOND BLANAR INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 10/01/2023 NO HRS/MO: 10 NO/HRS MO DUR TRADING: 5 DESCRIBE DUTIES: LIFE(TERM/UNIVERSAL/WHOLE), DISABILITY, LONG-TERM CARE, FIXED ANNUITIES AND HEALTH. (3) NAME: RNBB ENTERPRISES, LLC INV REL: Y ADD: 609 WHISTLER DR. CANTON GA, 30115 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 08/01/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: OWNER OF LLC FOR BUSINESS EXPENSES PURPOSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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