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One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-09 |
| DC | RA | APPROVED | 2026-05-28 |
| AZ | RA | APPROVED | 2026-05-15 |
| WV | RA | APPROVED | 2026-05-08 |
| NE | RA | APPROVED | 2026-05-07 |
| ND | RA | APPROVED | 2026-05-07 |
| LA | RA | APPROVED | 2026-05-06 |
| GA | RA | APPROVED | 2026-05-05 |
| AL | RA | APPROVED | 2026-05-04 |
| AK | RA | APPROVED | 2026-05-04 |
| CA | RA | APPROVED | 2026-05-04 |
| CO | RA | APPROVED | 2026-05-04 |
| CT | RA | APPROVED | 2026-05-04 |
| DE | RA | APPROVED | 2026-05-04 |
| HI | RA | APPROVED | 2026-05-04 |
| ID | RA | APPROVED | 2026-05-04 |
| IL | RA | APPROVED | 2026-05-04 |
| IN | RA | APPROVED | 2026-05-04 |
| IA | RA | APPROVED | 2026-05-04 |
| KS | RA | APPROVED | 2026-05-04 |
| KY | RA | APPROVED | 2026-05-04 |
| ME | RA | APPROVED | 2026-05-04 |
| MD | RA | APPROVED | 2026-05-04 |
| MI | RA | APPROVED | 2026-05-04 |
| MN | RA | APPROVED | 2026-05-04 |
| MS | RA | APPROVED | 2026-05-04 |
| MT | RA | APPROVED | 2026-05-04 |
| NV | RA | APPROVED | 2026-05-04 |
| NH | RA | APPROVED | 2026-05-04 |
| NJ | RA | APPROVED | 2026-05-04 |
| NM | RA | APPROVED | 2026-05-04 |
| NY | RA | APPROVED | 2026-05-04 |
| NC | RA | APPROVED | 2026-05-04 |
| OH | RA | APPROVED | 2026-05-04 |
| OK | RA | APPROVED | 2026-05-04 |
| OR | RA | APPROVED | 2026-05-04 |
| PA | RA | APPROVED | 2026-05-04 |
| PR | RA | APPROVED | 2026-05-04 |
| RI | RA | APPROVED | 2026-05-04 |
| SC | RA | APPROVED | 2026-05-04 |
| SD | RA | APPROVED | 2026-05-04 |
| TX | RA | APPROVED | 2026-05-04 |
| UT | RA | APPROVED | 2026-05-04 |
| VT | RA | APPROVED | 2026-05-04 |
| VA | RA | APPROVED | 2026-05-04 |
| WA | RA | APPROVED | 2026-05-04 |
| WI | RA | APPROVED | 2026-05-04 |
| WY | RA | APPROVED | 2026-05-04 |
| VI | RA | APPROVED | 2026-05-04 |
Branch Locations
One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Curi Capital | Chicago | IL | 05/2014 | Present |
| Foreside Fund Services, Llc | New York | NY | 06/2018 | Present |
Curi Capital; Chicago, IL; Investment Related; Began 05/2014; Independent employee owned firm offering advisory services and investment solutions for clients; Business Development office; Develop relationships with outside RIAs and financial advisors to increase our mutual fund distribution.; 200 hours per month with 120 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-18 |
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