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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-09
  • TX RA
    APPROVED
    Since 2021-03-09

Branch Locations

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Dallas TX 03/2016 05/2019
Primerica Financial Services Dallas TX 03/2014 05/2019
Life Time Fitness Dallas TX 08/2014 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-06
S63 Uniform Securities Agent State Law Examination 2016-04-21
  • S66 Uniform Combined State Law Examination
    2021-03-06
  • S63 Uniform Securities Agent State Law Examination
    2016-04-21
Other Names
  • Rachel Kelly

View on SEC IAPD

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