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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-14 |
| WA | RA | APPROVED | 2020-09-30 |
Branch Locations
3500 Carillon Pt., Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apple American Llc | Bellevue | WA | 11/2003 | 04/2018 |
| Compound Interest Investing Llc | Redmond | WA | 11/2015 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 06/2018 | 09/2020 |
| Bank Of America, N.A. | Bellevue | WA | 06/2018 | 09/2020 |
| Raymond James & Associates, Inc | Kirkland | WA | 09/2020 | Present |
(1)Name of Business: Avia Pervia SRL Address: 9321 NE 123rd CT , Kirkland, WA, 98034, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/08/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bookkeeping and budgeting of the project.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 2016-04-14 |
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