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Raymond A Hassey

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-04
TX RA APPROVED_RES 2024-04-11
  • FL RA
    APPROVED
    Since 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2024-04-11

Branch Locations

3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Philadelphia PA 08/2016 05/2018
Ameriprise Financial Services, Inc. Philadelphia PA 10/2019 05/2020
Unemployed Exeter PA 06/2018 09/2019
Ameriprise Financial Services, Llc Red Bank NJ 09/2020 11/2023
Unemployed Exeter PA 05/2020 09/2020
Fisher Investments Tampa FL 04/2024 Present
Unemployed Exeter PA 11/2023 04/2024
  • 08/2016 → 05/2018
    Ameriprise Financial Services, Inc.
    Philadelphia, PA
  • 10/2019 → 05/2020
    Ameriprise Financial Services, Inc.
    Philadelphia, PA
  • 06/2018 → 09/2019
    Unemployed
    Exeter, PA
  • 09/2020 → 11/2023
    Ameriprise Financial Services, Llc
    Red Bank, NJ
  • 05/2020 → 09/2020
    Unemployed
    Exeter, PA
  • 04/2024 → Present
    Fisher Investments
    Tampa, FL
  • 11/2023 → 04/2024
    Unemployed
    Exeter, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-02
S63 Uniform Securities Agent State Law Examination 2016-05-03
  • S65 Uniform Investment Adviser Law Examination
    2016-08-02
  • S63 Uniform Securities Agent State Law Examination
    2016-05-03
Other Names
  • Ray Hassey
  • Raymond Anthony Hassey
  • Raymond Anthony Hassey
  • Raymond Anthony Hassey
  • Raymond Hassey

View on SEC IAPD

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