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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-02-11
  • NE RA
    APPROVED
    Since 2026-02-11

Branch Locations

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Omaha, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Omaha NE 07/2018 07/2021
Golf Galaxy Omaha NE 06/2018 04/2022
Expanse Wealth Management Omaha NE 05/2017 06/2018
Hiland Dairy Omaha NE 04/2017 07/2018
Prairieland Dairy Firth NE 06/2016 04/2017
Ussf-United States Soccer Federation Chicago IL 06/2010 Present
The Prudential Insurance Company Of America Omaha NE 12/2018 07/2021
Tcfg Investment Advisors Laguna Niguel CA 11/2021 Present
Sole Proprietorship (Farming) Omaha NE 01/2022 Present
M2 Enterprises Dba Koala Insulation Of Omaha Omaha NE 10/2021 Present
  • 07/2018 → 07/2021
    Omaha, NE
  • 06/2018 → 04/2022
    Golf Galaxy
    Omaha, NE
  • 05/2017 → 06/2018
    Expanse Wealth Management
    Omaha, NE
  • 04/2017 → 07/2018
    Hiland Dairy
    Omaha, NE
  • 06/2016 → 04/2017
    Prairieland Dairy
    Firth, NE
  • 06/2010 → Present
    Ussf-United States Soccer Federation
    Chicago, IL
  • 12/2018 → 07/2021
    The Prudential Insurance Company Of America
    Omaha, NE
  • 11/2021 → Present
    Tcfg Investment Advisors
    Laguna Niguel, CA
  • 01/2022 → Present
    Sole Proprietorship (Farming)
    Omaha, NE
  • 10/2021 → Present
    M2 Enterprises Dba Koala Insulation Of Omaha
    Omaha, NE
Previous Registrations
Other Businesses

|Farming Contractor 1099-Matt Seem-Self Employed| Omaha, 20 hours per week, Majority of time in November, December, January| | Soccer Referee- Independent Contractor, Register under USSF (United States Soccer Federation) as a professional official and through the PSRA (Professional Soccer Referee Association) that handles all assignments for PRO (Professional Referee Organization) | | M2 Enterprises LLC dba Koala Insulation of Omaha, not investment-related, owner-100%, d) 4 hrs per week during trading hours, install insulation into new and existing homes and other properties | | Aussie Exteriors LLC, Owner, Operator, Install roofing, siding and gutters | | Alphabroder Apparel. 15969 Bauman Ave Omaha, NE 68116. Non-investment related. Apparel for soccer refs. Owner. 01/15 start date. 1-2 hours a month. 0 during securities hours. Occasionally help golf tournaments and small companies order logo apparel through Alphabroder.| | TCFG Investment Advisor, TCFG Investment Advisors LLC, meeting with clients and prospective clients and providing advice on asset management, portfolio construction, and anything else needed for the clients | | TCFG Insurance Sales LLC, Licensed Agent, meeting with clients and prospective clients and providing advice on asset management, portfolio construction, and anything else needed for clients |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-13
  • S66 Uniform Combined State Law Examination
    2018-11-13

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