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28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-02-11 |
Branch Locations
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Omaha | NE | 07/2018 | 07/2021 |
| Golf Galaxy | Omaha | NE | 06/2018 | 04/2022 |
| Expanse Wealth Management | Omaha | NE | 05/2017 | 06/2018 |
| Hiland Dairy | Omaha | NE | 04/2017 | 07/2018 |
| Prairieland Dairy | Firth | NE | 06/2016 | 04/2017 |
| Ussf-United States Soccer Federation | Chicago | IL | 06/2010 | Present |
| The Prudential Insurance Company Of America | Omaha | NE | 12/2018 | 07/2021 |
| Tcfg Investment Advisors | Laguna Niguel | CA | 11/2021 | Present |
| Sole Proprietorship (Farming) | Omaha | NE | 01/2022 | Present |
| M2 Enterprises Dba Koala Insulation Of Omaha | Omaha | NE | 10/2021 | Present |
|Farming Contractor 1099-Matt Seem-Self Employed| Omaha, 20 hours per week, Majority of time in November, December, January| | Soccer Referee- Independent Contractor, Register under USSF (United States Soccer Federation) as a professional official and through the PSRA (Professional Soccer Referee Association) that handles all assignments for PRO (Professional Referee Organization) | | M2 Enterprises LLC dba Koala Insulation of Omaha, not investment-related, owner-100%, d) 4 hrs per week during trading hours, install insulation into new and existing homes and other properties | | Aussie Exteriors LLC, Owner, Operator, Install roofing, siding and gutters | | Alphabroder Apparel. 15969 Bauman Ave Omaha, NE 68116. Non-investment related. Apparel for soccer refs. Owner. 01/15 start date. 1-2 hours a month. 0 during securities hours. Occasionally help golf tournaments and small companies order logo apparel through Alphabroder.| | TCFG Investment Advisor, TCFG Investment Advisors LLC, meeting with clients and prospective clients and providing advice on asset management, portfolio construction, and anything else needed for the clients | | TCFG Insurance Sales LLC, Licensed Agent, meeting with clients and prospective clients and providing advice on asset management, portfolio construction, and anything else needed for clients |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-13 |
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