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Matthew Carlisle Phelps

Ameriprise Financial Services, LLC

Orlando, FL

Alpharetta, GA

Orlando, FL

CRD 6585189

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-14
FL RA APPROVED 2016-07-20
GA RA APPROVED 2016-06-23
  • TX RA
    APPROVED
    Since 2017-06-14
  • FL RA
    APPROVED
    Since 2016-07-20
  • GA RA
    APPROVED
    Since 2016-06-23

Branch Locations

200 E Robinson St Ste 1200, Orlando, FL 32801 • United States

3655 Brookside Pkwy Ste 240 - Brookside Ii, Alpharetta, GA 30022-1429 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Phelps Product Development Llc Orlando FL 06/2011 09/2025
Ameriprise Financial Services, Inc. Minneapolis MN 12/2015 03/2020
Ameriprise Financial Services, Llc Alpharetta GA 03/2020 Present
  • 06/2011 → 09/2025
    Phelps Product Development Llc
    Orlando, FL
  • 12/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-05
  • S66 Uniform Combined State Law Examination
    2016-04-05

View on SEC IAPD

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