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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington National Bank | Roseville | MN | 05/2022 | 10/2023 |
| Huntington National Bank | Brooklyn Park | MN | 06/2021 | 05/2022 |
| Tcf National Bank | Brooklyn Park | MN | 07/2019 | 06/2021 |
| Tcf National Bank | Minneapolis | MN | 06/2008 | 07/2019 |
| The Huntington Investement Company | Columbus | OH | 10/2022 | 10/2023 |
| Trustone Financial Credit Union | Bloomington | MN | 10/2023 | Present |
| Intense Fitness Llc | White Bear Lake Township | MN | 10/2019 | Present |
| Lpl Financial Llc | Bloomington | MN | 11/2023 | Present |
1)10/31/2023 - TruStone Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/31/2023 - Notary - State of MN - Inv Rel - Start: 01/2003
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-16 |
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