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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-28
WA RA APPROVED 2016-06-16
  • TX RA
    APPROVED
    Since 2024-03-28
  • WA RA
    APPROVED
    Since 2016-06-16

Branch Locations

Yacolt, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2016 Present
Summit View Church Vancouver WA 06/2013 08/2018
Gateway Northwest Battle Ground WA 04/2016 12/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2016 Present
  • 04/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2013 → 08/2018
    Summit View Church
    Vancouver, WA
  • 04/2016 → 12/2018
    Gateway Northwest
    Battle Ground, WA
  • 06/2016 → Present
    Fairfield, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2016, AS ADVISORY REP OF A RIA. INV REL, 200 HR/MO 40 HRS/MO TRADING 2) CORY THOMAS, 30511 ne 98th ave, Battle Ground WA 98604, United States, 06/2021, REAL ESTATE INVESTOR, NIR, 2 HR/MO 0 HRS/YR TRADING 3) CORY THOMAS FINANCIAL LLC, BATTLE GROUND WA 98604, 01/2019, OWNER, OWNER/PARTER OF A BUSINESS ENTITY, NIR, 5 HR/MO 0 HR/MO TRADING 4) Cory Thomas, BATTLE GROUND WA 98604, 05/01/2021, AGENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 15 HR/MO 15 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-08
  • S66 Uniform Combined State Law Examination
    2016-06-08

View on SEC IAPD

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