Nicholas James Sarto

Raymond James & Associates, Inc.

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Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2020-05-18
NJ	RA	APPROVED	2018-03-26

NY RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2020-05-18
NJ RA
APPROVED

Since 2018-03-26

Branch Locations

100 Meridian Centre Suite 315, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Rochester	NY	06/2017	Present
Raymond James And Associates	St. Petersburg	FL	11/2015	06/2017

06/2017 → Present

Raymond James & Associates

Rochester, NY
11/2015 → 06/2017

Raymond James And Associates

St. Petersburg, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-22

S66 Uniform Combined State Law Examination

2018-03-22

View on SEC IAPD

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