Jesse Thomas Brady

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-01-03
OH	RA	APPROVED	2021-12-26

MA RA
APPROVED

Since 2022-01-03
OH RA
APPROVED

Since 2021-12-26

Branch Locations

Millis, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vaucluse Partners	Concord	MA	01/2016	04/2021
Stearns Financial Group	Millis	MA	04/2021	Present
Stratos Wealth Partners, Ltd	Mills	MA	12/2021	Present

01/2016 → 04/2021

Vaucluse Partners

Concord, MA
04/2021 → Present

Stearns Financial Group

Millis, MA
12/2021 → Present

Stratos Wealth Partners, Ltd

Mills, MA

Previous Registrations

2016-05-24 → 2020-10-28

Vaucluse Partners

Burlington, MA

Other Businesses

Stearns Financial Group, 2368 Victory Parkway, Suite 410, Cincinnati, OH 45206. Benefit solutions. Director, Business Solutions. Start Date 04/2021. 160 hours per month 130 hours during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-11-23

S65 Uniform Investment Adviser Law Examination

2015-11-23

View on SEC IAPD