Ryan James Gunderson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-13
SD	RA	APPROVED	2017-11-29

TX RA
APPROVED

Since 2023-06-13
SD RA
APPROVED

Since 2017-11-29

Branch Locations

125 Brown County Hwy 19 S, Aberdeen, SD 57401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Centers Of America	Aberdeen	SD	11/2015	11/2017
Lpl Financial, Llc	Aberdeen	SD	11/2017	Present

11/2015 → 11/2017

Investment Centers Of America

Aberdeen, SD
11/2017 → Present

Lpl Financial, Llc

Aberdeen, SD

Previous Registrations

2016-04-19 → 2017-12-05

Investment Centers Of America, Inc.

Aberdeen, SD

Appleton, WI

Other Businesses

1. 06/03/2019 - Robert Gunderson LLC - Investment related - At reported business location(s) - Non-Variable Insurance - start date:06/07/2018 - 160 hrs/mo - 40 hrs during trading. 2. 05/09/2025 - Investment Center Advisors - Not Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date: 5/1/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-14

S66 Uniform Combined State Law Examination

2015-12-14

Designations

Certified Financial Planner

View on SEC IAPD