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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-01-02
  • OH RA
    APPROVED
    Since 2020-01-02

Branch Locations

9470 Dublin Rd., Powell, OH 43065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2015 08/2017
Due Amici Columbus OH 09/2011 11/2016
Edward Jones St Louis MO 08/2017 11/2019
Cambridge Investment Research, Inc. Fairfield IA 01/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2020 Present
Previous Registrations
  • 2017-10-10 → 2019-11-08
    Upper Arlington, OH
    Columbus, OH
    St Louis, MO
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. DUE AMICI, 67 E GAY ST, COLUMNBUS, OH, WAITRESS, 01/05/10, NIR, 10/YR- 0/TRADING 3. LA FINANCIAL GROUP, 9470 DUBLIN RD, POWELL, OH, NOTARY REPUBLIC, 05/21/20, NIR, 1/YR- 11/TRADING 4. ANNIE'S WINE COTTAGE / 30 W Olentangy St, Powell OH 43065 / 09/01/2022 / NIR / BARTENDER / 12 HR/MO - 0 HR/MO TRADING 5. LAURA RANKIN, Marysville OH 43040, 01/2023, Owner, Meal Prep, NIR, 9 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-09
  • S66 Uniform Combined State Law Examination
    2017-10-09
Other Names
  • Laura Diane Warner

View on SEC IAPD

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