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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-10-22 |
Branch Locations
21505 Market Pl Nw, Ste 109, Poulsbo, WA 98370 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2016 | 07/2017 |
| New York Life Insurance Company | Woodland Hills | CA | 06/2017 | 01/2022 |
| Nylife Securities Llc | Woodland Hills | CA | 09/2017 | 01/2022 |
| Ameriprise Financial Services, Llc | Portland | OR | 01/2022 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 05/2025 | Present |
| Peninsula Community Federal Credit Union | Poulsbo | WA | 05/2025 | Present |
| Cetera Investment Advisers Llc | Poulsbo | WA | 09/2025 | Present |
1.) OWNER OF METROAFRO LLC; MUSIC PRODUCER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-04 |
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