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Sarah E Andrade

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Charlotte, NC

Matthews, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-04
FL RA APPROVED 2018-01-12
TX RA APPROVED_RES 2017-11-13
  • NC RA
    APPROVED
    Since 2026-05-04
  • FL RA
    APPROVED
    Since 2018-01-12
  • TX RA
    APPROVED_RES
    Since 2017-11-13

Branch Locations

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-08
S63 Uniform Securities Agent State Law Examination 2016-01-21
  • S66 Uniform Combined State Law Examination
    2017-12-08
  • S63 Uniform Securities Agent State Law Examination
    2016-01-21
Other Names
  • Sarah E Dennis

View on SEC IAPD

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