Molly Anita Newborn

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-02-12
TX	RA	APPROVED	2024-02-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Cupertino	CA	12/2015	11/2019
Morgan Stanley Private Bank, National Association	New York	NY	03/2016	11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palo Alto	CA	11/2019	02/2024
Bank Of America N.A.	Palo Alto	CA	01/2020	02/2024
Lpl Financial Llc	Los Gatos	CA	02/2024	Present

12/2015 → 11/2019

Morgan Stanley

Cupertino, CA
03/2016 → 11/2019

Morgan Stanley Private Bank, National Association

New York, NY
11/2019 → 02/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
01/2020 → 02/2024

Bank Of America N.A.

Palo Alto, CA
02/2024 → Present

Lpl Financial Llc

Los Gatos, CA

2019-11-07 → 2024-02-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
2016-03-02 → 2019-11-08

Morgan Stanley

Cupertino, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-02