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Aaron Matthew Johnson

Wells Fargo Clearing Services, LLC

Newport Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-11
TX RA APPROVED 2017-07-11
  • CA RA
    APPROVED
    Since 2017-07-11
  • TX RA
    APPROVED
    Since 2017-07-11

Branch Locations

520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Newport Beach CA 11/2015 06/2017
Bank Of The West Newport Beach CA 11/2015 06/2017
Wells Fargo Clearing Services, Llc Irvine CA 06/2017 Present
  • 11/2015 → 06/2017
    Bancwest Investment Services
    Newport Beach, CA
  • 11/2015 → 06/2017
    Bank Of The West
    Newport Beach, CA
  • 06/2017 → Present
    Wells Fargo Clearing Services, Llc
    Irvine, CA
Previous Registrations
  • 2017-03-06 → 2017-07-12
    Bancwest Investment Services, Inc.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
  • S66 Uniform Combined State Law Examination
    2017-03-06

View on SEC IAPD

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