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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-20 |
Branch Locations
11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Charlotte | NC | 11/2015 | 01/2017 |
| The Vanguard Group, Inc. | Charlotte | NC | 01/2017 | 09/2018 |
| Lpl Financial Llc | Fort Mill | SC | 09/2018 | 02/2022 |
| Robinhood Financial, Llc | Charlotte | NC | 02/2022 | 08/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 08/2022 |
| Wells Fargo Clearing Services | Charlotte | NC | 12/2022 | 01/2026 |
| Unemployed | Charlotte | NC | 08/2022 | 12/2022 |
| Ubs Financial Services Inc. | Charlotte | NC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-07 |
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