Divya Rao

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-09-15
NJ	RA	APPROVED	2017-09-14

TX RA
APPROVED

Since 2017-09-15
NJ RA
APPROVED

Since 2017-09-14

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1500 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Pennington	NJ	05/2017	Present
Wells Fargo	Bensalem	PA	05/2016	04/2017
Icon Information Consultants	Houston	TX	11/2015	01/2017

05/2017 → Present

Merrill Lynch

Pennington, NJ
05/2016 → 04/2017

Wells Fargo

Bensalem, PA
11/2015 → 01/2017

Icon Information Consultants

Houston, TX

Other Businesses

I*501496For profit or not for profit: Name of outside business organization: Karthik Chaganty and Divya raoInvestment related: NAddress of business: Edison, New Jersey, 08830Nature of business: Position, title, association: , Start date of relationship: 6/8/2018Number of hours devoted: 0 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I*3125264 Entity Type: N/A Name of OBA:K C TTEE D R TTEE U/A DTD 06/05/2025 Address:Princeton Junction New Jersey Investment Related:No Position, Title, Association:Co-Trustee Start Date:11/04/2025 No Hours: 1 Yearly No Hours during trading:0 Yearly Duties:Co-Trustee for Spouse

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-11

S66 Uniform Combined State Law Examination

2017-09-11

View on SEC IAPD