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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-09-07
  • VA RA
    APPROVED
    Since 2016-09-07

Branch Locations

215 Wayles Ln Ste 200, Charlottesvle, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2015 Present
Northwestern Mutual Investment Services Llc Charlottesvle VA 04/2016 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2017 Present
City Of Charlottesville Charlottesvile VA 05/2018 Present
  • 12/2015 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2016 → Present
    Charlottesvle, VA
  • 03/2017 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2018 → Present
    City Of Charlottesville
    Charlottesvile, VA
Other Businesses

1. DRIVER, UBER, 700 DELL LN, CHARLOTTESVILLE, , VIRGINIA, 22901, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 04/18/2016, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, DRIVER. I PICK UP AND DROP OFF PASSENGERS IN MY OWN VEHICLE. 2. COMMITTEE CHAIR, CUB SCOUT PACK 141, 958 N MILTON RD, CHARLOTTESVILLE, , VIRGINIA, 22911, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 03/29/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RUN MONTHLY COMMITTEE MEETING, HELP PLAN AND ORGANIZE SCOUT EVENTS, RECRUIT NEW MEMBERS 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. ELECTION OFFICIAL, CITY OF CHARLOTTESVILLE, 120 7TH ST NE, ROOM 142, CHARLOTTESVILLE, , VIRGINIA, 22902, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 6/12/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELP FACILITATE AND STAFF LOCAL POLLING LOCATIONS 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-02
  • S66 Uniform Combined State Law Examination
    2016-09-02
Other Names
  • Shane Ryan Thackston

View on SEC IAPD

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