John Tat Fung Lam

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2019
  Jp Morgan Securities Llc
  San Francisco, CA
• 11/2015 → 01/2019
  Jpmorgan Chase Bank
  San Francisco, CA
• 01/2017 → Present
  John Lam Notary Services
  San Francisco, CA
• 07/2012 → Present
  In Home Supportive Services (Ihss)
  San Francisco, CA
• 01/2019 → 07/2022
  Citigroup
  San Francisco, CA
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2021 → 05/2022
  Amazon Inc
  San Francisco, CA
• 02/2021 → 04/2021
  Albertson's
  San Francisco, CA
• 09/2022 → Present
  Bank Of America, N.A.
  San Francisco, CA

Previous Registrations

• 2020-06-08 → 2022-07-25
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Carlos, CA
  San Francisco, CA
  San Francisco, CA
  Fresno, CA

Other Businesses

ACTIVITY TYPE: 3 - SECOND JOBNAME OF ENTITY: IN HOME SUPPORTIVE SERVICES (IHSS)POSITION: CARE GIVER / PROVIDERSTART DATE: 7/1/2012ADDRESS: 980 SF, CA 94103DETAILS: employeeHOURS DEDICATED (per month unless otherwise indicated): 40HOURS DURING TRADING: 0INVESTMENT RELATED: NO

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-06
• S63 Uniform Securities Agent State Law Examination
  2016-01-05

Other Names

• Tat Fung Lam
• John Lam
• John Tat Fung Lam