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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-06-28 |
Branch Locations
2220 State Hill Road, Wyomissing, PA 19610 • United States
625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Lancaster | PA | 09/2015 | 06/2018 |
| The Prudential Insurance Company Of America | Lancaster, | PA | 03/2016 | 06/2018 |
| Santander Bank, Na | Boston | MA | 06/2018 | Present |
| Santander Securities, Llc | Dorchester | MA | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-17 |
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