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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-02-03 |
Branch Locations
156 N. Bayberry Parkway, Middletown, DE 19709 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 04/2018 |
| Mml Investors Services, Llc | Newark | DE | 07/2016 | 04/2018 |
| Penn Mutual Life Insurance Co | Horsham | PA | 04/2018 | 02/2022 |
| Hornor Townsend & Kent Inc | Horsham | PA | 04/2018 | 03/2022 |
| Lpl Financial | Middletown | DE | 03/2022 | Present |
| Maryland Financial Group, Inc. Dba Straight Forward Financial | Rockville | MD | 03/2022 | Present |
1) 3/2022 - DBA for LPL Business (entity for LPL business) - Financial Advocacy Network - Investment Related - 160 hrs/mon - 7 hrs/trading - 80% - Middletown, DE 19709 2) 3/2022 - DBA for LPL Business (entity for LPL business) - Straight Forward Financial - Investment Related - 160 hrs/mon - 7 hrs/trading - 80% - Middletown, DE 19709 3) 03/24/2022 - Paul Friedman - Investment Related - 16 Spring Side Lane Newark, DE 19711 - Non-Profit Board Member - Start Date - 03/11/2022 - 10 Hours Per Month/1 Hour During Securities - Time Spent 1%. 4) 02/10/2025 - Great Valley Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:02/03/2025 - 120 Hrs/Mth - 6 Hrs During Trading.I provide investment advisory services through Great Valley Advisor Group, an independent investment advisor firm. I started this business activity in 02/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/10/2025 - Great Valley Advisor Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:03/22/2022 - 160 Hrs/Mth - 10 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-02 |
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