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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-02-03
  • DE RA
    APPROVED
    Since 2025-02-03

Branch Locations

156 N. Bayberry Parkway, Middletown, DE 19709 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 04/2018
Mml Investors Services, Llc Newark DE 07/2016 04/2018
Penn Mutual Life Insurance Co Horsham PA 04/2018 02/2022
Hornor Townsend & Kent Inc Horsham PA 04/2018 03/2022
Lpl Financial Middletown DE 03/2022 Present
Maryland Financial Group, Inc. Dba Straight Forward Financial Rockville MD 03/2022 Present
  • 07/2016 → 04/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 07/2016 → 04/2018
    Mml Investors Services, Llc
    Newark, DE
  • 04/2018 → 02/2022
    Penn Mutual Life Insurance Co
    Horsham, PA
  • 04/2018 → 03/2022
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 03/2022 → Present
    Lpl Financial
    Middletown, DE
  • 03/2022 → Present
    Maryland Financial Group, Inc. Dba Straight Forward Financial
    Rockville, MD
Previous Registrations
  • 2022-04-12 → 2025-02-19
    Maryland Financial Group, Inc.
    Rockville, MD
    Newark,, DE
  • 2022-02-15 → 2022-03-25
    Newark, DE
    Wilmington, DE
Other Businesses

1) 3/2022 - DBA for LPL Business (entity for LPL business) - Financial Advocacy Network - Investment Related - 160 hrs/mon - 7 hrs/trading - 80% - Middletown, DE 19709 2) 3/2022 - DBA for LPL Business (entity for LPL business) - Straight Forward Financial - Investment Related - 160 hrs/mon - 7 hrs/trading - 80% - Middletown, DE 19709 3) 03/24/2022 - Paul Friedman - Investment Related - 16 Spring Side Lane Newark, DE 19711 - Non-Profit Board Member - Start Date - 03/11/2022 - 10 Hours Per Month/1 Hour During Securities - Time Spent 1%. 4) 02/10/2025 - Great Valley Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:02/03/2025 - 120 Hrs/Mth - 6 Hrs During Trading.I provide investment advisory services through Great Valley Advisor Group, an independent investment advisor firm. I started this business activity in 02/2025. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/10/2025 - Great Valley Advisor Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:03/22/2022 - 160 Hrs/Mth - 10 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-04
S63 Uniform Securities Agent State Law Examination 2016-08-02
  • S65 Uniform Investment Adviser Law Examination
    2022-02-04
  • S63 Uniform Securities Agent State Law Examination
    2016-08-02
Other Names
  • Paul Friedman

View on SEC IAPD

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