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373 Timberline Parkway, Vienna, WV 26105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2023-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Brokerage Services, Inc | Parkersburg | WV | 11/2015 | 09/2018 |
| Jp Morgan Securities, Llc | Athens | OH | 09/2018 | 07/2022 |
| Jp Morgan Chase Bank, N.A. | Athens | OH | 09/2018 | 07/2022 |
| Securities America, Inc. | Parkersburg | WV | 07/2022 | 03/2023 |
| Arbor Point Advisors | Parkersburg | WV | 07/2022 | 03/2023 |
| United Bank | Parkersburg | WV | 11/2016 | 09/2018 |
| Commonwealth Financial Services | Parkersburg | WV | 08/2022 | Present |
1. ELITE SPORTS CENTER; ASC ENTERPRISES POSITION: passive owner NATURE: Youth sports facility. less than 5% owner and zero hours spent per month. Completely passive. JPMorgan did not have me disclose this and I have copy of email if needed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 2000 1st Avenue, Parkersburg WV 26101 DESCRIPTION: Passive, less than 5% owner of the business. 2. Habitat for Humanity Board Member help local chapter with business issues $0 Less than 1 hour per week, not during trading/business hours Parkersburg Cougars Wrestling Club Treasurer/board member/coach Help club function and approve expenditures $0 compensation earned 3-6 during season. Less than 1 outside of season. Hours are not during trading/business hours 3. Boys and Girls Clubs of Parkersburg Board of Directors member help local chapter with business issues $0 Less than 1 hour per week, not during trading/business hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-17 |
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