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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-08 |
| MI | RA | APPROVED | 2018-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 10/2015 | 04/2018 |
| Mwa Financial Services Inc. | Rock Island | IL | 11/2015 | 04/2018 |
| Principal Securities Inc | Kalamazoo | MI | 04/2018 | Present |
| Principal Life Insurance Company | Kalamazoo | MI | 04/2018 | Present |
***Fixed Insurance; Investment Related; Kalamazoo, MI; Agent; Life, Annuities, LTC, DI; Start Date: 02/27/2019; 8 hrs per month; 8 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-14 |
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