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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-27 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs | Dallas | TX | 05/2021 | 04/2024 |
| Northern Trust | Tempe | AZ | 05/2018 | 05/2021 |
| Goldman Sachs | Salt Lake City | AZ | 10/2015 | 04/2018 |
| Edward Jones | St. Louis | MO | 06/2025 | 08/2026 |
| Paypal | Phoenix | AZ | 10/2023 | 06/2025 |
| Lpl Financial Llc | Tolleson | AZ | 08/2026 | Present |
1. 08/2026 – City of Avondale – Politics/ Government – Not Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – Avondale AZ 85323 – OBA Start Date: 01/22/2024 2. 08/2026 – Astro Financial LLC – Tax Prep/Accounting/CPA – Inv Related – 80 Hour(s)/Month – 20 Hour(s) During Trading – Tolleson AZ 85353 – OBA Start Date: 03/17/2025 3. 08/2026 – Astro Financial Group Holdings LLC – Business Entity For Tax/Investment Purposes Only – Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Tolleson AZ 85353 – OBA Start Date: 03/01/2026 4.08/2026 – Astro Financial Wealth Management LLC – DBA for LPL Business (entity for LPL business) – Inv Related –160 Hour(s)/Month – 160Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 8/31/2026 5. 08/2026 – Arellano Holdings LLC– Other – Inv Related – 4 Hour(s)/Month – 0 Hour(s) During Trading – Tolleson AZ 85353 – OBA Start Date: 03/14/2023 6.08/2026 – Arellano Ranch Venue LLC – Other– Not Inv Related – 10 Hour(s)/Month – 0 Hour(s) During Trading – Tolleson AZ 85353 – OBA Start Date: 03/14/2023 7. 08/2026 – Astro Real Estate LLC – Real Estate Rental – Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – Tolleson AZ 85353 – OBA Start Date: 04/13/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-23 |
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