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500 S. Austrailian Avenue Suite 608, West Palm Beach, FL 33401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-18 |
| NJ | RA | APPROVED | 2019-11-15 |
| FL | RA | APPROVED | 2015-11-24 |
Branch Locations
3159 Alzante Circle Suite Suite 102B, Melbourne 32940 • Australia
407 E. Main St. Suite 3, Port Jefferson, NY 11777 • United States
300 Se 2Nd St Suite 600 Office # 27, Ft. Lauderdale, FL 33301 • United States
500 S. Austrailian Avenue Suite 608, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruggiero Investments | Melbourne | FL | 08/2015 | Present |
| Dominion Investor Services, Inc. | Horseshoe Bay | TX | 04/2018 | 07/2023 |
| Finalis Securities, Llc | New York | NY | 05/2025 | Present |
1.) Ruggiero Consulting, LLC; Authorized Representative, started: 3/2025 / Role: Registered Representative Associated with Finalis Securities and market Finalis business under the name Ruggiero Consulting/ Ruggiero Consulting, LLC. Offers Lending and Equity through Private Securities and Lender. Operates business during Market hours. 2.) RELIABLE ACCOUNTANTS, LLC; non-investment related; Address: 34-25 28th Ave, AStoria, NY, 11103; Nature: Accounting Practice; Position: Owner; Start Date: 10/30/2025; 5 hours per month; 1 hour during trading session; Duties: We are partnered with accountants and will provide book-keeping, profit/ loss, balance sheet, and taxes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-01-29 |
| S65 | Uniform Investment Adviser Law Examination | 2015-11-03 |
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