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Ryan Scott Behrens

Charles Schwab & Co., Inc.

Austin, TX

CRD 6581511

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Austin TX 11/2015 06/2024
Charles Schwab And Co., Inc. Austin TX 06/2024 Present
Charles Schwab Bank Austin TX 11/2023 Present
  • 11/2015 → 06/2024
    Td Ameritrade
    Austin, TX
  • 06/2024 → Present
    Charles Schwab And Co., Inc.
    Austin, TX
  • 11/2023 → Present
    Charles Schwab Bank
    Austin, TX
Previous Registrations
  • 2022-09-27 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
S63 Uniform Securities Agent State Law Examination 2016-06-07
  • S66 Uniform Combined State Law Examination
    2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    2016-06-07

View on SEC IAPD

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