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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-12
PA RA APPROVED 2019-06-20
  • TX RA
    APPROVED_RES
    Since 2026-06-12
  • PA RA
    APPROVED
    Since 2019-06-20

Branch Locations

2858 Oxford Blvd, Allison Park, PA 15101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Pittsburgh PA 10/2015 03/2017
Raymond James Financial Services, Inc. Pittsburgh PA 03/2017 03/2018
Raymond James Financial Services, Inc. Allison Park PA 03/2018 Present
Dukovich & Associates Financial Services, Inc Allison Park PA 10/2015 Present
Raymond James Financial Services Advisors Inc. Allison Park PA 06/2019 Present
  • 10/2015 → 03/2017
    Raymond James Financial Services, Inc.
    Pittsburgh, PA
  • 03/2017 → 03/2018
    Raymond James Financial Services, Inc.
    Pittsburgh, PA
  • 03/2018 → Present
    Raymond James Financial Services, Inc.
    Allison Park, PA
  • 10/2015 → Present
    Dukovich & Associates Financial Services, Inc
    Allison Park, PA
  • 06/2019 → Present
    Allison Park, PA
Other Businesses

1(1)Name of Business: Dukovich & Associates Financial Services, Inc. Address: 2200 Liberty Ave Ste 200, Pittsburgh, PA, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/26/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: LVL Up LLC Address: 1759 Waterfront Pl, Apt 234M, Pittsburgh, PA, 15222, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 11/24/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of a streetwear business. Buying & selling shoes & clothes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-23
S63 Uniform Securities Agent State Law Examination 2018-03-26
  • S65 Uniform Investment Adviser Law Examination
    2019-05-23
  • S63 Uniform Securities Agent State Law Examination
    2018-03-26

View on SEC IAPD

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