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Bjorn Kristian Leach

Stifel, Nicolaus & Company, Incorporated

Golden Valley, MN

CRD 6581087

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-06-22
  • MN RA
    APPROVED
    Since 2020-06-22

Branch Locations

5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interchange Brokerage Services Inc. Minneapolis MN 04/2017 11/2019
School Hopkins MN 01/1998 12/2018
Stifel Nicolaus & Co Inc Minneapolis MN 01/2020 Present
Stifel Minneapolis MN 01/2017 02/2017
  • 04/2017 → 11/2019
    Interchange Brokerage Services Inc.
    Minneapolis, MN
  • 01/1998 → 12/2018
    School
    Hopkins, MN
  • 01/2020 → Present
    Stifel Nicolaus & Co Inc
    Minneapolis, MN
  • 01/2017 → 02/2017
    Stifel
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-19
  • S66 Uniform Combined State Law Examination
    2020-06-19

View on SEC IAPD

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