Leo Wetta

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-08-25
KS	RA	APPROVED	2016-04-05

TX RA
APPROVED_RES

Since 2021-08-25
KS RA
APPROVED

Since 2016-04-05

Branch Locations

Wichita, KS • United States

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors, Inc.	Wichita	KS	01/2016	Present

01/2016 → Present

Voya Financial Advisors, Inc.

Wichita, KS

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 441 N ROOSEVELT ST.; WICHITA; KS; 67208; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/25/2016; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-26

S66 Uniform Combined State Law Examination

2016-03-26

View on SEC IAPD