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Holly Michelle Mescher

LPl Financial LLC

Sioux Falls, SD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • SD RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

5120 E 57Th St, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Sioux Falls SD 11/2015 07/2021
Various Insurance Carriers For W&R Insurance Agencies Sioux Falls SD 03/2016 07/2021
Lpl Financial Llc Sioux Falls SD 07/2021 Present
  • 11/2015 → 07/2021
    Waddell & Reed, Inc.
    Sioux Falls, SD
  • 03/2016 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Sioux Falls, SD
  • 07/2021 → Present
    Lpl Financial Llc
    Sioux Falls, SD
Previous Registrations
  • 2016-03-14 → 2021-07-21
    Waddell & Reed
    Sioux Falls, SD
    Sioux Falls, SD
    Savage, MN
Other Businesses

1) 07/22/2021 - DBA for LPL Business (entity for LPL business) - Falls Planning Group - Investment Related - Sioux Falls, SD 57108

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-02
  • S66 Uniform Combined State Law Examination
    2016-01-02
Other Names
  • Holly Lipp

View on SEC IAPD

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Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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