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Santa Monica, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-14 |
Branch Locations
5500 Ming Ave Suite 265, Bakersfield, CA 93309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2022-11-17 |
Branch Locations
Santa Monica, CA • United States
5500 Ming Ave Suite 265, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thea Nesis Llc | Santa Monica | CA | 08/2015 | Present |
| Miracle Mile Advisors, Llc | Los Angeles | CA | 04/2016 | 09/2019 |
| Applied Wealth Management | Bakersfield | CA | 11/2022 | Present |
| Thea Nesis, Llc | Santa Monica | CA | 06/2023 | Present |
THEA NESIS LLC; INVESTMENT RELATED; OWNER/CONSULTANT; SANTA MONICA, CALIFORNIA; SPENDS 5 HRS/MONTH DURING TRADING HOURS; CONSULTING AND INTRODUCING SOLICITOR. APPLIED WEATH MANAGEMENT; INVESTMENT RELATED; BAKERSFIELD, CA; SOLICITOR; SPENDS UP TO 2 HRS/MONTH DURING TRADING HOURS; SOLICITS CLIENTS TO RIA. LAWYER; INVESTMENT RELATED; DOES NOT SPEND ANY TIME TO THIS AS SHE DOES NOT ACTIVELY PRACTICE LAW.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-09 |
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