Alisha Nicole Merkel

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-04-06

OH RA
APPROVED

Since 2017-04-06

Branch Locations

5262 Delhi Pk, Cincinnati, OH 45238 • United States

6101 Glenway Ave, Cincinnati, OH 45211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Mack	OH	09/2013	Present
Fifth Third Securities	Mack	OH	10/2015	Present

09/2013 → Present

Fifth Third Bank

Mack, OH
10/2015 → Present

Fifth Third Securities

Mack, OH

Other Businesses

Thoughtful Travelers - Glen Head, NY 11545 - travel agency - agent - 10 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-19
S63	Uniform Securities Agent State Law Examination	2015-12-30

S65 Uniform Investment Adviser Law Examination

2017-04-19
S63 Uniform Securities Agent State Law Examination

2015-12-30

Other Names

Alisha Karp

View on SEC IAPD