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San Marcos, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 57 West Capital Advisors, Inc. | Austin | TX | 04/2022 | 08/2024 |
| Alphawave Investments, Llc. | Austin | TX | 07/2024 | Present |
| 57 West Capital Advisors, Inc. | Austin | TX | 07/2012 | 08/2024 |
| 57 West Capital Advisors, Inc. | Austin | TX | 12/2015 | 08/2024 |
| 57 West Capital Holdings, Inc. | Austin | TX | 09/2016 | 09/2023 |
| 57 West Capital Advisors, Inc. | Austin | TX | 08/2024 | 03/2025 |
-57 West Capital Holdings, Inc. -Yes, the company owns a Registered Investment Advisory firm (57 West Capital Advisors, Inc.) -11615 Angus Road Ste. 104G, Austin, TX, 78759 -Holding company -Shareholder - January 2014 -0 (zero) hours per month devoted to this business activity -There are no duties required, however, I do participate in shareholders' meetings once or twice per year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-02 |
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