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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-21
  • TX RA
    APPROVED
    Since 2024-06-21

Branch Locations

Wichita Falls, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Olympia WA 03/2016 12/2017
Financial Advocates Investment Mgmt Olympia WA 01/2016 12/2017
Nr Smith And Associates, Ps Olympia WA 02/2018 12/2019
Thrivent Investment Management Inc Wichita Falls TX 12/2019 Present
Thrivent Financial - Drew Constanzer Bellevue WA 01/2020 Present
  • 03/2016 → 12/2017
    Olympia, WA
  • 01/2016 → 12/2017
    Financial Advocates Investment Mgmt
    Olympia, WA
  • 02/2018 → 12/2019
    Nr Smith And Associates, Ps
    Olympia, WA
  • 12/2019 → Present
    Wichita Falls, TX
  • 01/2020 → Present
    Thrivent Financial - Drew Constanzer
    Bellevue, WA
Previous Registrations
  • 2018-02-28 → 2019-12-06
    Nr Smith And Associates, P.S.
    Olympia, WA
  • 2016-05-16 → 2017-12-20
    Olympia, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-16
  • S66 Uniform Combined State Law Examination
    2016-05-16
Designations
  • Certified Financial Planner
Other Names
  • Audra Leah Bullard
  • Audra L Perkins
  • Audra Leah Bullard

View on SEC IAPD

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