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Nicole Ione Tangen Jones

Fisher Investments

Plano, TX

Camas, WA

CRD 6579869

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-24
WA RA APPROVED 2016-03-02
  • TX RA
    APPROVED_RES
    Since 2023-08-24
  • WA RA
    APPROVED
    Since 2016-03-02

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

5525 Nw Fisher Creek Dr, Camas, WA 98607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 10/2015 Present
Other Businesses

--Name of the other business: THIRTY-ONE GIFTS --Investment-related? NO --Address of the other business: 3425 MORSE CROSSING, COLUMBUS, OH 43219 --Nature of the other business: RETAIL: PURSES AND ORGANIZATIONAL ITEMS FOR YOUR HOUSE --Position, title, or relationship with the other business: CONSULTANT --Start date of your relationship: 08/31/2016 --Approximate number of hours/month you devote to the other business: 1-5 --Number of hours you devote to the other business during securities trading hours: 0 --Duties relating to the other business: SELL PURSES AND ORGANIZATIONAL HOME ITEMS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-01
  • S65 Uniform Investment Adviser Law Examination
    2016-03-01
Other Names
  • Nikki Tangen
  • Nikki Tangen Jones
  • Nicole Ione Tangen

View on SEC IAPD

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