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4835 East Cactus Road Suite 255, Scottsdale, AZ 85254 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-09 |
| TX | RA | APPROVED | 2026-06-09 |
Branch Locations
4835 East Cactus Road Suite 255, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2005 | 06/2026 |
| 345 Investment Advisory, Llc | Scottsdale | AZ | 06/2026 | Present |
| Equitable Advisors, Llc | New York | NY | 02/2005 | 06/2026 |
| Centaurus Financial, Inc. | Anaheim | CA | 06/2026 | Present |
1. VARIOUS OUTSIDE INSURANCE APPOINTMENTS; Approximately 40 hours/month with all hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-20 |
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