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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2025-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hansen Financial Group | Jamestown | NY | 11/2015 | 06/2017 |
| Lpl Financial Llc | Dunkirk | NY | 02/2016 | 06/2017 |
| Lpl Financial Llc | Dunkirk | NY | 10/2017 | 07/2025 |
| Unemployed | Fredonia | NY | 07/2017 | 09/2017 |
| Private Advisor Group, Llc | Dunkirk | NY | 10/2017 | 07/2025 |
| Commonwealth Financial Network | Waltham | MA | 07/2025 | Present |
| Gugino & Ryel Financial | Fredonia | NY | 07/2025 | Present |
1. Fixed insurance sales; Located at Fredonia, NY, as of 07/24/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Dunning Solutions LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in Fredonia, NY; as of 09/01/2017; 0% time spent during business hours; Not conducted at branch; Investment related. 3. Owner, Chadwick Bay Financial Services; a private entity established to facilitate securities, advisory, and insurance business; Located in Fredonia, NY; as of 06/01/2022; 95% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-15 |
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