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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-04-15 |
Branch Locations
2400 Research Blvd. Suite 310, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | Rockville | MD | 04/2016 | Present |
(1) YUEHUA YUAN POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/15/2017 ADDRESS: 15245 Shady Grove Road, Suite 310, Rockville MD 20850, United States DESCRIPTION: INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (2) UPRIGHT PLANNING LLC POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2015 ADDRESS: 15245 Shady Grove Road, Suite 310, Rockville MD 20850, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA USED FORMARKETING PURPOSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-14 |
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