Lynn James Wiese

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-11-09

TX RA
APPROVED

Since 2015-11-09

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisory Services Network, Llc	Atlanta	GA	11/2015	Present
Self Employed	Austin	TX	11/2013	Present

11/2015 → Present

Advisory Services Network, Llc

Atlanta, GA
11/2013 → Present

Self Employed

Austin, TX

Other Businesses

CARAVAN PARTNERS LTD: MANAGING PARTNER/OWNER OF FAMILY PARTNERSHIP SINCE 12/2000. TIME SPENT: 30 HRS/MONTH, 15 HRS/MONTH DURING TRADING. INVESTEMENT RELATED ACTIVITY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-11-09

S65 Uniform Investment Adviser Law Examination

2015-11-09

View on SEC IAPD