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Michael Gregory Sexton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hingham, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-06-18
TX RA APPROVED 2018-06-18
  • CT RA
    APPROVED
    Since 2018-06-18
  • TX RA
    APPROVED
    Since 2018-06-18

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 09/2015 06/2018
Bank Of America, N.A. Quincy MA 06/2018 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Quincy MA 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-04
S63 Uniform Securities Agent State Law Examination 2016-03-28
  • S66 Uniform Combined State Law Examination
    2016-10-04
  • S63 Uniform Securities Agent State Law Examination
    2016-03-28
Other Names
  • Mike Gregory Sexton
  • Michael Gregory Sexton
  • Michael Sexton

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA
GORMAN FINANCIAL MANAGEMENT · HINGHAM, MA

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