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111 N. Orange Avenue Suite 775, Orlando, FL 32801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-25 |
| SC | RA | APPROVED | 2025-08-10 |
| TX | RA | APPROVED_RES | 2023-03-06 |
Branch Locations
111 N. Orange Avenue Suite 775, Orlando, FL 32801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Financial Securities | Ada | MI | 01/2017 | 03/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 06/2017 | Present |
| Black Harbor Wealth Management | Seneca | SC | 01/2015 | 06/2018 |
| Eqis Capital Management | San Rafael | CA | 12/2015 | 06/2017 |
| Oxford Advisory Group, Llc | Seneca | SC | 06/2018 | Present |
1.) OXFORD ADVISORY GROUP, LLC; YES INVESTMENT RELATED; 125 EAGLES NEST DRIVE, SUITE 125C, SENECA, SC 29678 & 111 ORANGE AVE. SUITE 1020 ORLANDO, FL 32801; INSURANCE; FINANCIAL ADVISOR; STARTED 06/2018; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-30 |
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