Tania Perez Pineiro

Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2011-08-16

PR RA
APPROVED

Since 2011-08-16

Branch Locations

209 Ponce De Leon Avenue Plaza Level, San Juan, PR 00918 • United States

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Popular Securities, Inc	San Juan	PR	08/2011	Present
Wells Fargo Advisors Llc	San Juan	PR	05/2009	Present

08/2011 → Present

Popular Securities, Inc

San Juan, PR
05/2009 → Present

Wells Fargo Advisors Llc

San Juan, PR

Previous Registrations

2010-08-11 → 2011-09-06

Wells Fargo Clearing Services, Llc

Guaynabo, PR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-08

S66 Uniform Combined State Law Examination

2010-09-08

Other Names

Tania Perez
Tania Perez Piã'EIro

View on SEC IAPD