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Stewart Brian Flick

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Ft. Worth TX 11/2015 12/2022
Charles Schwab And Co., Inc. Ft. Worth TX 12/2022 Present
  • 11/2015 → 12/2022
    Td Ameritrade
    Ft. Worth, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Ft. Worth, TX
Previous Registrations
  • 2017-06-14 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
  • 2017-06-14 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-13
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2017-06-13
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22

View on SEC IAPD

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