Leah Kathleen Barrett

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-12

TX RA
APPROVED

Since 2025-05-12

Branch Locations

Austin, TX • United States

1001 Military Cutoff Rd. Suite 100, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Austin	TX	11/2015	Present

11/2015 → Present

D.A. Davidson & Co.

Austin, TX

Other Businesses

LEAH BARRETT; INVESTMENT RELATED; BOZEMAN, MT; SOLE PROPRIETOR; OWNER; START 9/15/23; 1-2 HR/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; LANDLORD OF RENTAL HOME.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-13

S66 Uniform Combined State Law Examination

2017-09-13

Other Names

Leah Kathleen Rohrer
Leah Kathleen Bopp

View on SEC IAPD