Joshua M Owens

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-02-08
TX	RA	APPROVED	2023-05-25
FL	RA	APPROVED	2023-05-23

GA RA
APPROVED

Since 2024-02-08
TX RA
APPROVED

Since 2023-05-25
FL RA
APPROVED

Since 2023-05-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

50 N Laura St, Jacksonville, FL 32202 • United States

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith	Jacksonville	FL	10/2015	Present
Bank Of America N.A.	Jacksonville	FL	01/2023	Present

10/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith

Jacksonville, FL
01/2023 → Present

Bank Of America N.A.

Jacksonville, FL

Other Businesses

I*1723305, Entity Type, Name of OBA: East Village Townhomes, Address: Jacksonville, FL, 32256, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 03/15/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: Act as a board member on HOA board for townhome community i live and own a property in. Help ensure community rules are enforced and assist with neighborhood matters that may come up (ex: irrigation/lanscaping, parking, trash, gate, maintenance).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-19

S66 Uniform Combined State Law Examination

2023-05-19

View on SEC IAPD