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Brock Owen Baker

Allied Investment Advisors LLC

Billings, MT

CRD 6578314

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Employer firm

Allied Investment Advisors LLC CRD 159103

$1.49B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Allied Investment Advisors Llc

3409 Transtech Way Suite A, Billings, MT 59102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-11
MT RA APPROVED 2016-03-07
  • TX RA
    APPROVED_RES
    Since 2019-02-11
  • MT RA
    APPROVED
    Since 2016-03-07

Branch Locations

3409 Transtech Way Suite A, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allied Investment Advisors Llc Billings MT 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-04
  • S65 Uniform Investment Adviser Law Examination
    2016-03-04
Other Names
  • Brock O Baker

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
INVESTMENT MANAGEMENT GROUP

Nearby Investors

ROBERT CHARLES BECK
BRIAN STEPHEN LETHERT
Matthew Innecken Stroud

Nearby Offices

LPL FINANCIAL LLC · BILLINGS, MT
U.S. BANCORP ADVISORS, LLC · Billings, MT
INVESTMENT MANAGEMENT GROUP · BILLINGS, MT

More in Billings, MT

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