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Brock Owen Baker

Allied Investment Advisors LLC

Billings, MT

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Current Employers
Allied Investment Advisors Llc

3409 Transtech Way Suite A, Billings, MT 59102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-11
MT RA APPROVED 2016-03-07
  • TX RA
    APPROVED_RES
    Since 2019-02-11
  • MT RA
    APPROVED
    Since 2016-03-07

Branch Locations

3409 Transtech Way Suite A, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allied Investment Advisors Llc Billings MT 10/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-04
  • S65 Uniform Investment Adviser Law Examination
    2016-03-04
Other Names
  • Brock O Baker

View on SEC IAPD

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Other Offices

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U.S. BANCORP ADVISORS, LLC · Billings, MT
INVESTMENT MANAGEMENT GROUP · BILLINGS, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Billings, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
CWM, LLC · Billings, MT
EDWARD JONES · BILLINGS, MT

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