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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-09-27 |
Branch Locations
3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Cuthbert | GA | 09/2008 | 02/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 10/2015 | 04/2017 |
| Cetera Investment Advisers Llc | Albany | GA | 02/2016 | 04/2017 |
| Raymond James & Associates, Inc | Albany | GA | 04/2017 | 06/2020 |
| Wells Fargo Advisors Financial Network, Llc | Albany | GA | 06/2020 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Albany | GA | 09/2021 | Present |
REHOBOTH BAPTIST CHURCH, NOT INV RELATED, WASHINGTON, GA, FINANCE COMMITTEE MEMBER, START 12/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING, ADVISE ON BUDGETING AND MAJOR PURCHASES; SAGE AND WILLOW WELLNESS; NOT INV RELATED; WASHINGTON,GA; YOGA/GYM; YOGA INSTRUCTOR; START DATE: 01/21/2026; 16 HRS PER MONTH; 0 HRS DURING TRADING; SWICKY LLC; INV RELATED;WASHINGTON,GA; TEACH YOGA ;100% OWNERSHIP; START DATE: 01/29/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-05 |
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