Tuyet Thi Nguyen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 09/2021
  Bbva Securities Inc
  Birmingham, AL
• 05/2019 → 09/2021
  Compass Bank
  Birmingham, AL
• 10/2015 → 05/2019
  Proequities, Inc
  Birmingham, AL
• 08/2010 → Present
  Nail Salon
  Leeds, AL
• 06/2019 → 09/2021
  Bbva Wealth Solutions Inc.
  Birmingham, AL
• 09/2021 → Present
  Lpl Financial Llc
  Moody, AL

Previous Registrations

• 2019-06-03 → 2021-09-13
  Pnc Managed Account Solutions, Inc.
  Birmingham, AL
• 2018-12-04 → 2019-06-07
  Concourse Financial Group Securities, Inc.
  Birmingham, AL

Other Businesses

1. 10/19/2021 - Real Estate Owner - Investment Related - Moody, AL 35004 - Real Estate Rental - Start Date: 07/02/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Rental Property Owner. 2. 11/18/2021 - No Business Name - Investment Related - Moody, AL 35004 - Real Estate Rental - Start Date: 11/15/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Rental Property Owner. 3. 11/10/2023 - K Nails LLC dba Nail Salon - Outside/W-2 Employment - Nail tech - Not Investment Related - 8525 Whitfield Ave Suite 127, Leeds AL 35094 - Start Date 10/09/2023 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2018-12-04

Other Names

• Tuyet Nguyen
• Tuyet T Nguyen